Compliance Officer

5 months ago


Hanoi, Vietnam Employment Vietnam Full time

**JOB DESCRIPTION**
- Controlling investment operations before, during, and after
- Implement the audit, control, and annual and irregular inspection plans in collaboration with the internal auditor.
- The main point of contact for management agencies, inspections, and inspections pertaining to the company's internal control content.
- Work with risk management to manage operational risk for the company and carry out other internal control and monitoring tasks.
- Regularly update the Executive Board and Agencies on internal control
- Carry out other tasks as directed by the Executive Board.

**JOB REQUIREMENTS**
- Bachelor's degree in Laws, Accounting/ Auditing
- Having at least 2+ experience working in compliance/ internal control position in the securities, fund, audit industry
- Having a or CFA level 2 or CIIA final level or Securities Practicing Certificate

**CONTACT



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