Compliance Specialist

4 days ago


Ho Chi Minh City, Ho Chi Minh, Vietnam People Profilers Vietnam Full time
Job Description

We are seeking a highly skilled Compliance Specialist to join our team at People Profilers Vietnam. This is a fantastic opportunity for a professional with a strong background in compliance and risk management to take their career to the next level.

About the Role:

  • We are looking for an experienced Compliance Specialist to assist in maintaining current awareness of applicable laws and regulations, as well as preparing regulatory and internal reports.
  • The ideal candidate will have a bachelor's degree in accounting or audit, or higher, and at least 01 year of experience working in an accounting or audit position.
  • A strong sense of risk and control, combined with excellent communication skills (written and spoken in both Vietnamese and English), are essential for this role.

Key Responsibilities:

  1. Develop, monitor, and enforce compliance procedures and policies, and regulations pertaining to investment funds and investment management operations.
  2. Assist in maintaining the Group's and Company's compliance policies and procedural manuals, drafting and updating policies and procedures as required by local regulations and company policies.
  3. Handle conflict of interest and dispute, maintain risk management matters as required by regulations, and assist in maintaining the AML/ATF program.
  4. Maintain and perform testing Compliance Monitoring Plan to ensure compliance with applicable laws, regulations, and company policies.
  5. Perform investment compliance, rule coding, and monitoring in compliance with approved parameters.
  6. Manage personal trading disclosure program and perform gift clearance.

Requirements:

  • Bachelor's degree in accounting or audit, or higher.
  • At least 01 year of experience working in an accounting or audit position.
  • Strong sense of risk and control.
  • Excellent communication skills (written and spoken in both Vietnamese and English).

Salary:

We offer a competitive salary package, including a base salary of $60,000 - $80,000 per annum, depending on experience, plus benefits.



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