Compliance Specialist
1 month ago
We are seeking a highly skilled Compliance Specialist to join our team at People Profilers Vietnam. This is a fantastic opportunity for a professional with a strong background in compliance and risk management to take their career to the next level.
About the Role:
- We are looking for an experienced Compliance Specialist to assist in maintaining current awareness of applicable laws and regulations, as well as preparing regulatory and internal reports.
- The ideal candidate will have a bachelor's degree in accounting or audit, or higher, and at least 01 year of experience working in an accounting or audit position.
- A strong sense of risk and control, combined with excellent communication skills (written and spoken in both Vietnamese and English), are essential for this role.
Key Responsibilities:
- Develop, monitor, and enforce compliance procedures and policies, and regulations pertaining to investment funds and investment management operations.
- Assist in maintaining the Group's and Company's compliance policies and procedural manuals, drafting and updating policies and procedures as required by local regulations and company policies.
- Handle conflict of interest and dispute, maintain risk management matters as required by regulations, and assist in maintaining the AML/ATF program.
- Maintain and perform testing Compliance Monitoring Plan to ensure compliance with applicable laws, regulations, and company policies.
- Perform investment compliance, rule coding, and monitoring in compliance with approved parameters.
- Manage personal trading disclosure program and perform gift clearance.
Requirements:
- Bachelor's degree in accounting or audit, or higher.
- At least 01 year of experience working in an accounting or audit position.
- Strong sense of risk and control.
- Excellent communication skills (written and spoken in both Vietnamese and English).
Salary:
We offer a competitive salary package, including a base salary of $60,000 - $80,000 per annum, depending on experience, plus benefits.
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