Head of Compliance

2 weeks ago

Hanoi, Hanoi, Vietnam Aloha Consulting Group Full time
Our client is a leading finance company in Vietnam who is looking for qualified talent to join their firm:

  • Develop and implement companys compliance strategy, policies, and procedures in line with regulatory requirements, industry standards, and the banks risk management framework.
  • Develop and maintain a comprehensive compliance program that covers all aspects of operations, including risk assessments, policies and procedures, training, testing, and monitoring.
  • Advise senior management and the Board on compliance matters, including identifying and managing compliance risks, and ensuring compliance with applicable laws, regulations, and industry standards.
  • Ensure that all regulatory filings, reports, and disclosures are completed accurately and on time.
  • Develop and maintain effective relationships with regulatory bodies and industry groups to stay abreast of developments in the regulatory environment.
  • Develop and deliver training programs for all employees on compliancerelated matters.
  • Manage and motivate a team of compliance professionals, providing guidance and support, delegating responsibilities, and ensuring that the team meets its objectives.
  • Ensure that compliance issues are effectively identified, investigated, and resolved, and that appropriate corrective action is taken when necessary.
  • Develop and maintain a compliance culture throughout the bank, emphasizing the importance of compliance and ethical behavior.
  • Continuously review and enhance the banks compliance program to ensure that it remains effective in mitigating legal and regulatory risks.
Bachelor's degree in business, finance, accounting, or a related field; a master's degree is preferred.

At least 10 years of relevant experience in the financial services/banking industry, including experience in a leadership position in a compliance function.

In-depth knowledge of regulatory requirements and industry standards governing the finance/banking industry. Excellent leadership and communication skills, with the ability to build and maintain effective relationships with stakeholders at all levels. Strong analytical and problem-solving skills, with the ability to identify potential compliance risks and develop effective mitigation strategies. Experience in developing and implementing compliance policies, procedures, and training programs. Relevant professional certifications, such as CAMS or CRCM, are preferred.

Contact:
Huong Do

  • Head of Compliance and Assurance

    2 weeks ago

    Hanoi, Hanoi, Vietnam Techcombank Full time

    29-May-2023Head of Compliance and Assurance :Category: Internal ControlJob Type: Facility: Legal & ComplianceJob Purpose:Support and control the compliance of Functions in the company, to ensure that the company's operations comply with the provisions of the law, safe and effective operation. Build and operate the compliance control system in the company.Key...

  • Head of Legal and Compliance

    2 weeks ago

    Hanoi, Hanoi, Vietnam Adecco Full time

    Job summary:Adecco's client, a company in the Pharmaceuticals industry, is looking for a Head of legal and compliance working in HanoiResponsibilities:1.Administration and management of the Legal Department: Establish and organize the implementation of the Department's tasks, goals and targets. Guide and train staff to improve their professional expertise...

  • Distribution Compliance Manager

    2 weeks ago

    Hanoi, Hanoi, Vietnam Bảo Hiểm Nhân Thọ Phú Hưng Full time

    ĐỊA ĐIỂM: Hà Nội Nội dung công việcMô tả công việcJOB PURPOSEAn additional level of manager is needed to handle violations of agent, conduct on-site reviews and implement compliance training programs to the Agency Force. Assist Head Compliance in establishing and enhancing compliance management in the Northern Region.JOB...

  • Head of Compliance

    2 weeks ago

    Hanoi, Hanoi, Vietnam Aloha Consulting Group Full time

    Our client is a leading fashion brand in Vietnam who is looking for an experienced talent to join their firm:Establish and build a regulatory system to ensure 100% of contracts are reviewed, and all legal risks are controlled (including contractual and operational legal aspects). Organize and execute projects and specialized initiatives focused on risk...

  • Distribution Compliance Officer

    2 weeks ago

    Hanoi, Hanoi, Vietnam Bảo Hiểm Nhân Thọ Phú Hưng Full time

    ĐỊA ĐIỂM: Hà Nội Nội dung công việcMô tả công việcPurpose An additional staff to handle the violations of agent, conduct onsite review and implement the compliance training program agency force.Organization Context Support distribution compliance to investigate the agent violation cases and provide timely actions to minimize potential...

  • Risk Management and Compliance Assistant Manager

    2 weeks ago

    Hanoi, Hanoi, Vietnam Adecco Full time

    Responsibilities:Risk Management Tasks: Developing and implementing an appropriate Risk Framework to meet the needs of the Company, which meets the minimum standards defined by the local regulator and/or the Group Perform indepth analysis of business processes, risks, and controls Monitor the implementation and report on risk management activities of the...

  • Head of Internal Control

    2 weeks ago

    Hanoi, Hanoi, Vietnam Aloha Consulting Group Full time

    Our client is one of the biggest company providing electronic products who is searching for Head of Internal Control:Responsible for implementing, directing and overseeing the auditing and compliance programs. Conducts and directs audits and ongoing reviews of organization controls, operating procedures, and compliance with policies and regulations. Assesses...

  • Head of Financial Crime Risk

    2 weeks ago

    Hanoi, Hanoi, Vietnam Employment Vietnam Full time

    The primary responsibility of the FCC Risk & Control Head is to assist the Country Director of FCC in fulfilling their accountabilities when the size, complexity, or workload of the business indicates the need for additional resources.Strategy: Support the design of relevant FCC and business processes within the Group/Region/Country/Client Business operating...

  • Head of Korean Desk Bank

    2 weeks ago

    Hanoi, Hanoi, Vietnam NavigosSearch Full time

    What We Can Offer:Responsibilities: Heading business promotion to Global Korean Corporates in Vietnam; Connecting the Bank's global network to enhance product and service offering; Responsible for assessing the customers and industries risk to structure deals in own area of expertise to deliver financial and nonfinancial. Heading business promotion to Global...

  • Head of Operations

    2 weeks ago

    Hanoi, Hanoi, Vietnam SNV Full time

    HEAD OF OPERATIONS, SNV VIETNAMCompany DescriptionSNV is a mission-driven global development partner working across Africa and Asia. SNV has been working in Viet Nam since 1995, and currently has over 40 national and international staff.Our work focuses on three sectors: Agri-Food, Energy, and Water, and three core themes: Climate Adaptation and Mitigation,...

  • Deputy Head of It

    2 weeks ago

    Hanoi, Hanoi, Vietnam Aloha Consulting Group Full time

    Assist the Head of IT in developing and implementing IT strategies aligned with the organizations goals. Provide leadership and direction to the IT team, ensuring efficient and effective operations. Collaborate with other department heads to understand their IT requirements and develop solutions to meet their needs. Manage and oversee IT projects, including...

  • Deputy Head of Who Office

    2 weeks ago

    Hanoi, Hanoi, Vietnam cinfo Full time

    COMPANY PRESENTATIONWHO began when our Constitution came into force on 7 April a date we now celebrate every year as World Health Day. We are now more than 7000 people from more than 150 countries working in 150 country offices, in 6 regional offices and at our headquarters in Geneva. Our primary role is to direct and coordinate international health within...

  • Head of Residential Property Management

    2 weeks ago

    Hanoi, Hanoi, Vietnam Savills Vietnam Full time

    Savills Property Management Department manages a range of commercial and residential properties in Vietnam. our services are tailored to meet client's needs, with a long-term focus on the sustainability of the buildings. The Head of Residential Property Management oversees our management residential projects, he/she will assume responsibility for the overall...

  • Head of Training Effectiveness

    2 weeks ago

    Hanoi, Hanoi, Vietnam Prudential plc Full time

    Head of Training EffectivenessPrudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the...

  • Head of Project

    2 weeks ago

    Hanoi, Hanoi, Vietnam Employment Vietnam Full time

    About the companyOur client is in the process of building the very first new Greenfield Primary Aluminium smelter complex in Vietnam. The Aluminium Smelter is a mega-scale industrial project. The Project Establishment, Engineering, Procurement, Project Management and Project Financing are being done in Hanoi at the Head office.Job SummaryThe Project Manager...

  • Head of Legal

    2 weeks ago

    Hanoi, Hanoi, Vietnam Aloha Consulting Group Full time

    Overseeing all local compliance concerns, corporate transactions, corporate secretarial matters, corporate, commercial, intellectual property, labor, litigation, and regulatory activities Creating, carrying out, and overseeing the internal legal and compliance function in line with local laws, industry standards, and global best practices; with a focus on...

  • Head of Software Engineering

    2 weeks ago

    Hanoi, Hanoi, Vietnam Techcombank Full time

    07-Mar-2023Head of Software Engineering : Category: Technology Division Job Type:Facility: TechnologyJob Purpose:Key Accountabilities (1):Management and Task coordination: Collaborate with department directors in Technology Division, functional managers to figure out requirement and business strategy which are the foundation of build technology solutions...

  • Finance Support Officer

    2 weeks ago

    Hanoi, Hanoi, Vietnam International Union for Conservation of Nature Full time

    Finance Support Officer:Vacancy #:6580Unit:TRAFFIC VietnamOrganisation:TRAFFIC International (TRAFFIC)Location:TRAFFIC Vietnam, Hanoi, Viet NamReporting to:Senior Operations ManagerWork percentage:100%Grade:A2Expected start date:01 October 2023Type of contract:Fixed-term (12 months with possibility of renewal)Closing date:17 September 202-...

  • Head, International Student Recruitment

    2 weeks ago

    Hanoi, Hanoi, Vietnam British University Vietnam Full time

    Job Description:BRITISH UNIVERSITY VIETNAM (BUV)British University Vietnam (BUV) is the first and only international university in Vietnam to directly award British degrees from the prestigious University of London and Staffordshire University. BUV is rated a 5-star university of excellence by the world-recognised QS accreditor and is also recognised with a...

  • Deputy Head of Risk

    2 weeks ago

    Hanoi, Hanoi, Vietnam Aloha Consulting Group Full time

    Assist in developing and implementing risk management strategies and policies tailored to the consumer finance sector. Monitor and assess risks associated with consumer lending, credit underwriting, collections, and other activities. Identify emerging risks and recommend proactive measures to mitigate potential losses and enhance risk controls. Conduct...