Senior Associate, Compliance Consulting

6 months ago


Hanoi, Vietnam Kroll Full time

**Senior Associate, Compliance Consulting, Hanoi, Vietnam**

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of _One team, One Kroll_, you’ll contribute to a supportive and collaborative work environment that empowers you to excel.

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

**RESPONSIBILITIES**:

- Supporting the management of a portfolio of clients regulated by regulators in Hong Kong, Singapore, the United States and other global regulators
- Providing support on the preparation of compliance manuals and other related regulatory policies and procedures
- Assisting in conducting due diligence reviews
- Assisting the process of managing client’s use of research consultants and expert network providers, which may include sampling and chaperoning calls, identifying any regulatory risks and drafting call report summaries
- Providing support on clients’ regulatory filing and reporting across Asia-Pacific
- Providing ad hoc regulatory compliance advice and creative solutions
- Drafting and developing compliance monitoring reports / compliance monitoring plans
- Managing regulatory filing and reporting schedules

**REQUIREMENTS**:

- Proven experience in a regulatory / compliance role or audit role, focusing on the financial services industry
- General understanding of compliance rules and regulations
- Ability to work on own initiative and as part of a team
- Clear, logical thought processes, ability to make decisions and articulate these clearly
- Strong English, oral and written communication skills, Mandarin is a plus to liaise with Mandarin speaking associates but not a prerequisite.
- Time management skills and ability to work within deadlines
- Solution-driven and problem-solving attitude
- Broad understanding of the alternative asset management industry

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

LI-IK1



  • Hanoi, Vietnam Aloha Consulting Group Full time

    ACG_1829_JOB- Develop legal and compliance frameworks, ensure compliance according to the law and corporate policies- - Appraise, modify, amend, and consult internal documents for publication- - In charge of legal proceedings and compliances during legal complaints and petition per request on behalf of the corporation- - Consult the corporation with...

  • Head of Legal

    5 months ago


    Hanoi, Vietnam Aloha Consulting Group Full time

    ACG_1901_JOB- In charge of leading the Compliance department to fulfill all functions and duties of the department- - Consult, provide guidance, evaluate, manage, and monitor legal issues- - Set out action plan, execute, and manage all compliance issues according to local laws and regulations and shareholders’ requirements- - Establish, review, and consult...

  • Recruitment Consultant

    5 months ago


    Hanoi, Vietnam Aloha Consulting Group Full time

    ACG_s vision is "To be the leading consulting firm in South East Asia, focused on leveraging human elements and technology to lead our partners towards higher_ _growth_ _and_ _performance_ _together with_ _joy_"._ We are aspired to become one-stop solution for Talent & People aspect for our clients in Vietnam & South East Asia: - BU 1: Executive Search &...


  • Hanoi, Vietnam Aloha Consulting Group Full time

    ACG_1880_JOB 1.** Management support** - Support the Senior Manager of Student Recruitment & Institutional Partnership in creating and executing a sales strategy and overseeing administrative responsibilities. - Actively supervise and monitor the implementation of the approved sales strategy, ensuring that all team members complete their tasks...


  • Hanoi, Vietnam Công ty TNHH B & Company Việt Nam Full time

    **Mô tả công việc**: (Mức lương: Thỏa thuận) We look for dynamic-capabilities associate market consultant (AMC) who can actively contribute to different project types under the leading of project managers, in typical activities below: - Implementing different research activities using different methodologies and techniques, including desk...

  • Associate, Tax

    6 months ago


    Hanoi, Vietnam Vialto Partners Full time

    Associate, Tax **Company Description** Vialto Partners is a market leader in global mobility services. Our purpose is to 'Connect the world'. We are unique and the only stand-alone global mobility business. This presents a rare opportunity for our clients, stakeholders and colleagues. Our teams help companies streamline and effectively manage their global...

  • Deputy Head of Risk

    7 months ago


    Hanoi, Vietnam Aloha Consulting Group Full time

    Assist in developing and implementing risk management strategies and policies tailored to the consumer finance sector. - Monitor and assess risks associated with consumer lending, credit underwriting, collections, and other activities. - Identify emerging risks and recommend proactive measures to mitigate potential losses and enhance risk controls. - Conduct...

  • Head of Legal

    7 months ago


    Hanoi, Vietnam Aloha Consulting Group Full time

    Overseeing all local compliance concerns, corporate transactions, corporate secretarial matters, corporate, commercial, intellectual property, labor, litigation, and regulatory activities - Creating, carrying out, and overseeing the internal legal and compliance function in line with local laws, industry standards, and global best practices; with a focus on...

  • Head of Compliance

    5 months ago


    Hanoi, Vietnam Aloha Consulting Group Full time

    Our client is a leading fashion brand in Vietnam who is looking for an experienced talent to join their firm: - Establish and build a regulatory system to ensure 100% of contracts are reviewed, and all legal risks are controlled (including contractual and operational legal aspects). - Organize and execute projects and specialized initiatives focused on risk...


  • Hanoi, Vietnam Aloha Consulting Group Full time

    **1. Strategic Finance Leadership** - Lead and manage a finance team and responsible for day-to-day operations to ensure efficient functioning of Group Finance and Treasury departments. - Provide leadership to embed profitability, cash culture, risk management, and excellent commercial judgement in business decision making. - Collaborate and contribute to...

  • Associate

    8 months ago


    Hanoi, Vietnam Vialto Partners Full time

    Vialto Partners Professional skills and responsibilities for an Associate in Global Mobility Services include but are not limited to: - Be part of a team to deliver Payroll, Employment Tax and Immigration compliance and advisory services to clients; - Understand and show professional manners in meetings and dealings with clients and authorities; - Support...


  • Hanoi, Vietnam ADI Consulting Full time

    **Tư vấn và triển khai ERP đến khách hàng** - Khảo sát nhu cầu của khách hàng, lấy yêu cầu và phân tích các nghiệp vụ kinh doanh; - Làm tài liệu Fit Gap Analysis, đề xuất giải pháp phù hợp với yêu cầu của khách hàng, viết tài liệu Blueprint; - Xây dựng, thực hiện và kiểm thử giải...

  • Associate

    6 months ago


    Hanoi, Vietnam ENCITY Full time

    **JOB DESCRIPTION** **(SENIOR) ASSOCIATE IN BUSINESS OPERATIONS** **(EXECUTIVE ASSISTANT FOR BOD)** **VIETNAM-BASED** **ABOUT ENCITY** Headquartered in Singapore with offices in Viet Nam (Ha Noi and Ho Chi Minh City) and Indonesia (Bandung), enCity is an international consulting firm that creates sustainable, authentic places that are rooted in the...


  • Hanoi, Vietnam Glints Full time

    At Glints, we are building the #1 tech-enabled recruitment and career discovery platform in Southeast Asia that helps people and organisations realise their human potential by joining great organisations, learning the right skills and building great teams. **About The Role** We’re looking for a **Senior Recruitment Consultant Lead** to join our **Cross...


  • Hanoi, Vietnam Công Ty TNHH Gene Friend Việt Nam Full time

    **Mô tả công việc**: (Mức lương: Thỏa thuận) - Responsible for CHECK - CONSULT - BUILD - CONTROL all policies to ensure our benefits are well protected in all operations. - Review & monitor contracts/agreements to protect the company's benefits. - Consult, monitor & follow up on law compliance of the company regarding commerce, health,...


  • Hanoi, Vietnam Bridgeworks Consulting Full time

    International Sweater Brands - Global Manufacturing Group - Factory-Based in Vietnam (will relocate from China) **As the Senior Production Merchandiser for Sweaters, you will be responsible for coordinating the development and following orders through production. You will work closely with buyers and the factory to manage orders for international brands and...


  • Hanoi, Vietnam PERSOLKELLY Vietnam Full time

    **I. Main Responsibilities**: - Assist the in-house counsels in ensuring compliance with laws and regulations in the daily operations of the company. - Stay updated on legislation and regulatory changes from local authorities and provide timely reports to supervisors and management. - Support other departments by offering legal advice and monitoring legal...


  • Hanoi, Vietnam Dragon Capital Full time

    **Position**: Senior Associate, Partnership Distribution **Department**: Domestic Asset Management **No. of vacancy**: 1 **Work location**: 1 person in HCMC, 1 person in Ha Noi Key Responsibilities Handle all sales activities on assigned channels. Monitor information on the assigned business channels and report to the Sales Director. Provide effective...


  • Hanoi, Vietnam RMIT University Full time

    Overview: - RMIT Vietnam , an entity of RMIT University, has campuses in Ho Chi Minh City and Hanoi 2001. We provide internationally recognised, high-quality, education and professional training for students, clients and the community, and assist in the development of human resources capability in Vietnam and the region by hosting students from Australia...


  • Hanoi, Vietnam Mekong Capital Full time

    **Objectives**: - Partner with investee companies to improve their financial and operational performance by identifying improvement opportunities and benchmarking against leading companies in the same industry globally. - Build, maintain, and continuously improve Mekong Capitals systems for financial analysis of our investees and pipeline companies under...