Fs & Kyc Compliance Officer

5 months ago

Ho Chi Minh City, Vietnam BNP Paribas Full time

BNP Paribas’ FS and KYC Compliance Vietnam will be accountable for the development of the FS and KYC Domain within Vietnam

**FINANCIAL SECURITY**:

- **Organize **a consistent and coherent roll out of Group Financial Security (GFS) policies and processes across his/her Operational Perimeter (OP)
- **Steer the Financial Security function within OP **(at central and local level), in cooperation with the Head of Compliance Vietnam, Head of FS Compliance APAC, GFS and OP Compliance COO
- **Oversee** Financial Security activities in all BL and Territories that are vertically integrated within OP, with the exception of some joint-ventures, depending on shareholders agreements
- **Relay the animation** of the Financial Security Community within his OP with the support of the Head of Compliance Vietnam, Head of FS Compliance APAC, GFS and in accordance with the global animation strategy defined at Group level
- Set the tone to develop a strong Financial Security culture in OP
- Maintain a consolidated view of OP risks and reporting it to Head of Compliance, Vietnam and Head of FS Compliance SEA and APAC

I. Expert activities
- Advise on FS topics escalated by business
- Escalate most sensitive transactions, new activities / products, incidents & investigations to Group Financial Security
- Execute the Decision Process
- Support heads of business lines in assessment of financial security risk
- Adapt policies (if needed) and roll-out GFS policies and processes at OP level
- Ensure Business translates FS policies into operational procedures
- Adapt control plans (if needed) and oversee level 2 controls and deployment of key reporting indicators
- Organize regulatory watch on FS topics and ensure sharing of major topics with Head of Compliance Vietnam, Head of FS Compliance APAC & GFS and all other OPs
- Adapt (if needed) and coordinate the deployment of FS Community Animation plans (trainings, seminars...) within his/her OP

III. Organizational Enablers
- GFS/COO: Define annual priorities with input from Head of FS Compliance APAC, GFS, and OP Compliance COO
- OP Compliance COO: Deploy FS tools & systems

**KNOW YOUR CUSTOMER**:
I. Implementation of the target organizational model and of the Remediation plan
- Overall reorganization of the function

II. Carrying out Know Your Customers duties
- Maintain KYC policies for the territory, including scoring grids
- Accompany KYC policies' deployment in businesses (e.g., advise on translation into business procedures)
- Co-sponsor projects related to businesses' workflow tools (e.g., definition of Group best practices)
- Co-sponsor projects related to businesses' database improvements (e.g., database requirements)
- Co-sponsor projects related to businesses' scoring tools
- Define KPRIs for KYC reporting
- Build reporting architecture and consolidate reporting on KYC
- Co-validate control plan on KYC

III. Management of the function
- Sponsorship of KYC tools, most likely on negative news IT tools (e.g., Alacra, Dow Jones Watchlist...), as well as co-sponsorship of Risk Oversight and On-Site Reviews tools

IV. Internal and external representativeness
- Representation of KYC in your territory as a permanent member of the Compliance executive committee and market bodies
- Link with local regulation authorities in the territory.
- Establishment of professional and serene relationships with the other Domains and the other Managers of Operational Perimeters

**COMPLIANCE ABC CORRESPONDENT**:
I. Governance
- To identify all the ABC stakeholders
- To act as an entry point for the Ops, BL, / Regions/Territories, Entities and the local stakeholders on ABC related matters.
- To coordinate and to communicate on all ABC matters with stakeholders across their OPS, BLs, Regions/Territories, Entities in a ABC dedicated committee or in a compliance committee;
- To articulate and coordinate the anti-corruption set-up.
- To make sure that all corruption related matters either internal or external, are well covered and reported to their Ops, BLs, Regions/Territories, and Entities

II. Risk Mapping
- To assess control environment for ABC Risk mapping (all questions and risk statements flagged ABC); To coordinate with other stakeholders when necessary.
- To obtain validation from each local unit’s responsible.
- Training
- To ensure that their population has been properly trained in accordance with ABC training policy (identification and segmentation based on their risk of exposure).
- To ensure compliance with ABC guidelines
- Recommendations and action plans follow up.
- To follow up ABC related recommendations and action plans as well as to coordinate stakeholder’s actions when needed.

III. Procedures, controls and reporting
- To ensure that the ABC global policy and the ABC topics covered by other policies / procedure are rolled out for their scope and that all exceptions regarding ABC matters have been properly approved.
- To ensure that ABC matters included in other Generic Contr

  • Fs and Kyc Compliance Officer

    5 months ago

    Ho Chi Minh City, Vietnam BNP Paribas Full time

    FS AND KYC COMPLIANCE OFFICER (JOB NUMBER: FIN003734) **BNP Paribas’ FS and KYC Compliance Vietnam will be accountable for the development of the FS and KYC Domain within Vietnam.** **Financial Security** - **Organize **a consistent and coherent roll out of Group Financial Security (GFS) policies and processes across his/her Operational Perimeter (OP) -...

  • Fs and Kyc Compliance Officer

    5 months ago

    Ho Chi Minh City, Vietnam BNP Paribas Full time

    **BNP Paribas’ FS and KYC Compliance Vietnam will be accountable for the development of the FS and KYC Domain within Vietnam.** **FINANCIAL SECURITY**: - **Organize **a consistent and coherent roll out of Group Financial Security (GFS) policies and processes across his/her Operational Perimeter (OP) - **Steer the Financial Security function within OP...

  • Kyc Officer

    4 months ago

    Ho Chi Minh City, Vietnam Talentnet Full time

    $1,100 - $1,500 - Financial Services RESPONSIBILITIES: - Ensure the Client KYC profile after EDR/RR is: - In line with global KYC standards - In line with local addendum requirement - Data on the Client relationship is accurate and valid. - Ensure perform EDR/RR following the escalation process to Team Lead. - Ensure to perform NCA/RR/EDR per local &...

  • Aml Kyc

    5 months ago

    Ho Chi Minh City, Vietnam Shinhan Bank Full time

    Work Location Ho Chi Minh (District 1) Job Level Experienced (Non - Manager) Job Type Permanent Experiences 3 Years Salary Negotiable Industry Accounting / Auditing / Tax, Banking **Job Benefit**: - Insurance - Travel opportunities - Incentive bonus - Health checkup - Training & Development - Salary review - Provide daily CDD/KYC Consultancy to...

  • Aml Kyc

    5 months ago

    Ho Chi Minh City, Vietnam Shinhan Bank Full time

    Work Location Ho Chi Minh (District 1) Job Level Entry Level Job Type Permanent Experiences 2 Years Salary Negotiable Industry Administrative / Clerical, Accounting / Auditing / Tax, Banking, Consulting, Executive management, Finance / Investment, Retail / Wholesale, Security **Job Benefit**: - Insurance - Travel opportunities - Incentive bonus -...

  • Senior Executive, Feasibility Study

    2 months ago

    Thành phố Hồ Chí Minh, Vietnam Công Ty Cổ Phần Đầu Tư Nam Long Full time

    **Mô tả công việc**: (Mức lương: Thỏa thuận) FS Senior Executive onducts the Pre-feasibility assessment for the pre-development phase and updates the FS during the operational phase, ensuring the provision of accurate and objective information on project performance. Pre-FS and proposal for project development - Collect data from related...

  • Kyc/nca & Remediation Manager

    4 months ago

    Ho Chi Minh City, Vietnam Talentnet Full time

    $1,100 - $1,500 - Financial Services RESPONSIBILITIES: - To ensure the Client KYC profile after NCA & Remediation (where required) is: - In line with global KYC standards - In line with local addendum requirement - Data on the Client relationship is accurate and valid. - Ensure to perform NCA & Remediation following the escalation process and report to...

  • Anti Money Laudering Kyc/ Aml Transaction

    5 months ago

    Ho Chi Minh City, Vietnam Shinhan Bank Full time

    Work Location Ho Chi Minh Job Level Experienced (Non - Manager) Job Type Permanent Experiences 1 Years Salary Negotiable Industry Accounting / Auditing / Tax, Banking, Customer Service, Finance / Investment, Law / Legal Services **Job Benefit**: - Insurance - Travel opportunities - Allowances - Uniform - Health checkup - Training & Development -...

  • Aml Compliance Risk Management

    5 months ago

    Ho Chi Minh City, Vietnam UOB Vietnam Full time

    **About UOB** United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as...

  • Due Diligence Specialist

    1 month ago

    Thành phố Hồ Chí Minh, Vietnam Payreto Full time

    **POSITION OVERVIEW** As a Due Diligence Specialist, you are expected to provide support through data analysis, investigation, research and interpretation. You are expected to provide Due Diligence services by following strict rules, policies and instructions set by the client in compliance with KYC, AML Regulations, Counter-Terrorist Financing regulations,...

  • Compliance Executive, Instantia

    1 week ago

    Thành phố Hồ Chí Minh, Vietnam VNG Full time

    Responsible for reviewing and closing the alerts generated from sanction screening and transaction monitoring workflow. - Assist to conduct investigation of potential suspicious activities and submitting suspicious activity reports to local regulators. - Assist to carry out KYC client onboarding review and regular KYC refresh; - Assist the Global Head of...

  • Regulatory Office Compliance Officer

    2 months ago

    Thành phố Hồ Chí Minh, Vietnam BNP Paribas Full time

    As the BNP Paribas Compliance Transformation progresses, the role of Regulatory Office Compliance Officers will evolve in line with the new Compliance operating model. He/she will cover: - Regulatory Office: to provide reasonable assurance with respect of applicable laws and regulations within the territory. - PE correspondents: to assist the Head of PE in...

  • Social Compliance Officer

    5 months ago

    Ho Chi Minh City, Vietnam HR Vietnam’s ESS Client Full time

    **Mô tả công việc**: (Mức lương: Thỏa thuận) Our client is a famous clothing brand. Due to business expansion needs, we are recruiting Vietnamese talents for SOCIAL COMPLIANCE OFFICER with main job includes: - Develop targets and plans in the countries of charge based on company direction and opportunity and threats related to human rights in...

  • Compliance Analyst

    5 months ago

    Ho Chi Minh City, Vietnam Payreto Full time

    **Position Overview** A Compliance Analyst’s primary responsibility is to aid risk mitigation by following the client's rules, policies, and instructions in accordance with AML, CFT and other legislation. The Analyst is responsible for accurately analyzing all user data, documenting compliance with company processes. They will perform screening of...

  • Aml Operations Officer

    1 month ago

    Thành phố Hồ Chí Minh, Vietnam UOB Vietnam Full time

    **About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as...

  • Compliance Officer

    5 months ago

    Ho Chi Minh City, Vietnam Shinhan Bank Full time

    Work Location Ho Chi Minh (District 1) Job Level Experienced (Non - Manager) Job Type Permanent Qualification Bachelor Experiences 1 Years Salary Negotiable Industry Banking, Customer Service, Consulting, Finance / Investment **Job Benefit**: - Insurance - Travel opportunities - Health checkup - Training & Development - Salary review - To receive and...

  • Chief Accountant Office Manager

    5 months ago

    Ho Chi Minh City, Vietnam Công Ty Bảo Hiểm Qbe Việt Nam Full time

    **Mô tả công việc**: (Mức lương: Thỏa thuận) - Maintaining the Company’s GL and managing the team to provide accurately and timely the monthly/ quarterly/ year-end and ah-hoc reports to Regional Office, Local Management and Local Authorities. Monitoring internal control policies, guidelines and procedures to comply with The Company...

  • Operations Manager, Wpb Ops

    5 months ago

    Ho Chi Minh City, Vietnam HSBC Full time

    -Job Advert Details If you’re looking for a career that will help you to stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Digital Business Services (DBS) is a pivotal part of...

  • Administrative Officer

    5 months ago

    Ho Chi Minh City, Vietnam PERSOLKELLY Vietnam Full time

    International Exporsure - Dynamic, supportive team - Competitive Package **Requirements**: **- Advanced English (minimum: IELTS 6.5 / TOEIC 945 / TOEFL iBT 90, or equivalent) is a MUST HAVE requirement.** **- Highly organized, diligent and personable.** **- Japanese language ability is preferred, but not a requirement.** **Day to Day...

  • Compliance Strategy

    2 weeks ago

    Thành phố Hồ Chí Minh, Vietnam Payreto Full time

    **POSITION OVERVIEW** **WHAT WILL YOU DO?** **Service Delivery & Compliance Management** - Drive the alignment of compliance strategies with business objectives, ensuring all operations adhere to AML, CTF, and regulatory requirements. - Lead the development of training programs related to KYC, KYB, Transaction Monitoring, and PEP screening. - Ensure the...