Supervisory Bank Officer

2 months ago

Ho Chi Minh City, Vietnam HSBC Full time

-Job Advert Details

**Some careers have more impact than others.**
- If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

**HSBC Global Banking and Markets (GB&M**) is an emerging markets-led, financing-focused business that provides investment and financial solutions. Through our international network, we connect emerging and mature markets, covering key growth areas. We partner with our corporate, government and institutional clients to help them achieve consistent, long-term performance. Our products and services include advisory, financing, prime services, research and analysis, securities services, trading and sales and transaction banking.

We are currently seeking a high caliber professional to join our team as an Supervisory Bank Officer.

**Principal Accountabilities**
- Perform compliance monitoring of the funds including:

- Identify the investment restriction according to Fund Charter and Regulations.
- Prepare compliance checklist.
- Define compliance rules can be performed automatically by systems and maintain the rule for updating in system
- Perform transactional compliance check on daily basis.
- Prepare compliance reports on weekly and monthly basis.
- Escalate breach of compliance to Line Manager, Fund Manager and Compliance.
- Prepare the periodically supervisory reports required under the regulations and fund investors.
- Verify the NAV of the fund as required by laws
- Prepare price sheet independently to cross check with the securities prices on NAV reports
- Independently check NAV reports before releasing them to Fund Managers
- Independently check transactions allotment relating to subscription/redemption of fund units
- Confirm to Transfer Agency team and Fund Managers the sufficient money for the subscription of Open-ended fund at each dealing cycle.
- Supervise payments of the funds including:

- Verify authorized signatures, check supporting documents against payment instructions and fund documents
- Contact Fund Manager to clarify, obtain supporting documents before obtaining approval from Line Manager for processing the payment.
- Perform due diligence to the operations of Fund Manager relating to the fund management
- Reconciliation for cash and securities of the funds including:

- Perform reconciliation the fund units of Upper funds at each NAV reporting cycle
- Check the break status of cash and securities; inform fund administration team to update the reason.
- Respond to client’s queries to client services related to compliance, pricing, operation, investment of Funds
- as per internal requested.
- Indentify and report operational risk through day-to-day operation.
- other internal control tasks or and back-up for team members as assigned by Manager
- Maintain HSBC control standards and follow Group Compliance Policy to minimize operational risk by:

- Remaining compliant with and ensures awareness of Audit and Group requirements and other internal guidelines.
- Ensuring strict compliance with government banking regulations
- Timely implementing internal and external audit points together with any issues raised by external regulators
Qualifications
- Basic accounting knowledge and computer literature
- Knowledge of securities market and Fund services, especially about Supervisory Bank services Problem-solving and communication skill
- Chief account/Law/Basic on Securities Certificate is preferred

You’ll achieve more when you join HSBC.

Issued by The Hongkong and Shanghai Banking Corporation Limited

  • Supervisory Bank Officer

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam HSBC Full time

    Job Advert DetailsSome careers have more impact than others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.HSBC...

  • Supervisory Bank Assistant Manager

    2 months ago

    Ho Chi Minh City, Vietnam HSBC Full time

    -Job Advert Details Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

  • Supervisory Bank Assistant Manager

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam HSBC Full time

    Job Advert DetailsSome careers have more impact than others.If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.HSBC...

  • Banking PR

    6 days ago

    Ho Chi Minh City, Vietnam Indovina Bank Full time

    **JOB DESCRIPTION**: As a PR & Branding Officer, you will join hands with the PR &Branding team in introducing and leveraging IVB brand to our valued customers. With your expertise, you will develop impactful PR & Branding campaigns aimed at increasing the loyalty and stickiness with IVB through different channels and tools. - Execute comprehensive PR &...

  • Digital Banking Officer, Card

    2 months ago

    Ho Chi Minh City, Vietnam Indovina Bank Full time

    **JOB DESCRIPTION**: - Support on sale boosting & products developing of Digital banking, such as: - Support and coordinate with Business Units to launch and perform monthly/quarterly/yearly Business plan. - Conduct surveys, analyze competitors/ market information in order to propose appropriate business plans for each customer group to promote sale of...

  • Digital Banking Officer, Card

    2 days ago

    Ho Chi Minh City, Vietnam Indovina Bank Full time

    **JOB DESCRIPTION**: - Support on sale boosting & products developing of Digital banking, such as: - Support and coordinate with Business Units to launch and perform monthly/quarterly/yearly Business plan. - Conduct surveys, analyze competitors/ market information in order to propose appropriate business plans for each customer group to promote sale of...

  • Senior Corporate Officer

    2 weeks ago

    Ho Chi Minh City, Vietnam Indovina Bank Full time

    **Job descriptions**: - Support to launch, develop business and partnership in Corporate Banking (CB) - Prepare the training program on CB business strategy, business plan, business tools and to train directly to sale team and managers in order to develop skills and quality of sale team - Support and cooperate with Business units to launch and perform...

  • Bank Officer

    1 week ago

    Ho Chi Minh City, Vietnam Ngân Hàng Industrial Bank Of Korea - Chi Nhánh Thành Phố Hồ Chí Minh Full time

    **Mô tả công việc**: (Mức lương: Thỏa thuận) - Perform account opening and other transactions such as deposit, withdrawal, remittance, foreign exchange, fund transfer... - Perform end of day cash balancing and vouchers - Handle customer's inquiries related to bank's products and services - Issue, manage ATM debit cards - Perform any other...

  • Bank Officer

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam Ngân Hàng Industrial Bank Of Korea - Chi Nhánh Thành Phố Hồ Chí Minh Full time

    **Mô tả công việc**:(Mức lương: Thỏa thuận)- Perform account opening and other transactions such as deposit, withdrawal, remittance, foreign exchange, fund transfer...- Perform end of day cash balancing and vouchers- Handle customer's inquiries related to bank's products and services- Issue, manage ATM debit cards- Perform any other duties...

  • IT Infrastructure

    2 weeks ago

    Ho Chi Minh City, Vietnam mufg bank ltd. ho chi minh công ty branch Full time

    We are looking for an experienced System Infrastructure Engineer in charge of the following tasks- Manage, control and conduct periodically checking hardware, software asset. - Manage and control equipment and facilities in server room, disaster recovery office. - Provide technical support to other departments in the bank to process their daily activities. -...

  • Cash Operations Officer, Institutional Banking

    3 weeks ago

    Ho Chi Minh City, Vietnam DBS Bank Ltd., Ho Chi Minh City Branch Full time

    **Mô tả công việc**: (Mức lương: 11 - 11 triệu VNĐ)COMPANY DESCRIPTION:DBS is a leading financial services group in Asia, with over 280 branches across 18 markets. Headquartered and listed in Singapore, DBS has a growing presence in the three key Asian axes of growth: Greater China, Southeast Asia and South Asia. The bank's capital position, as...

  • Internal Control Officer

    2 months ago

    Ho Chi Minh City, Vietnam Indovina Bank Full time

    **Mô tả công việc**: (Mức lương: 13 - 18 triệu VNĐ) 1.1 Implementing the task of inspection, monitoring at IVB Units: - To perform the monitoring on Business Units’ operation in order to detect the signs or behavior not compliance with IVB’s regulation and laws; - To carry out the on-site inspection at IVB Units as per the approved plan or...

  • Internal Control Officer

    4 weeks ago

    Ho Chi Minh City, Vietnam Indovina Bank Full time

    **Mô tả công việc**: (Mức lương: 13 - 18 triệu VNĐ) 1.1 Implementing the task of inspection, monitoring at IVB Units: - To perform the monitoring on Business Units’ operation in order to detect the signs or behavior not compliance with IVB’s regulation and laws; - To carry out the on-site inspection at IVB Units as per the approved plan or...

  • Quality Assurance Officer

    2 weeks ago

    Ho Chi Minh City, Vietnam United Overseas Bank Full time

    **About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as...

  • Cash Operations Officer, Institutional Banking

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam DBS Bank Ltd., Ho Chi Minh City Branch Full time

    Mô tả công việc:(Mức lương: triệu VNĐ)COMPANY DESCRIPTION:DBS is a leading financial services group in Asia, with over 280 branches across 18 markets.Headquartered and listed in Singapore, DBS has a growing presence in the three key Asian axes of growth: Greater China, Southeast Asia and South Asia. The bank's capital position, as well as "AA-"...

  • Compliance Officer

    4 weeks ago

    Ho Chi Minh City, Vietnam Shinhan Bank Full time

    **Work Location** Ho Chi Minh (District 1) **Job Level** Experienced (Non - Manager) **Job Type** Permanent **Qualification** Bachelor **Experiences** 1 Years **Salary** Negotiable **Industry** Banking, Customer Service, Consulting, Finance / Investment **Deadline to Apply** 15/03/2023 **Job Benefit**: - Insurance- Travel opportunities-...

  • Payments Processing Senior Officer

    3 weeks ago

    Ho Chi Minh City, Vietnam Deutsche Bank Full time

    **Position Description** Vietnam Branch Operations is looking for a Payment Processing Senior Officer. The Payments Processing Senior Officer is responsible for the accurate and timely processing of all types of payments domestically or overseas. This includes the processing of time-critical, complex transactions on behalf of the Bank’s internal and...

  • 2024 Deutsche Bank Graduate Programme

    2 months ago

    Ho Chi Minh City, Vietnam Deutsche Bank Full time

    **Country**: - Vietnam - ** City**: - Ho Chi Minh - ** Job Description**: **The Deutsche Bank Graduate Programme**: The Deutsche Bank Graduate Programme is a year-long comprehensive programme designed to provide you with exposure to a range of fascinating projects and ongoing professional and technical training to develop the skills you need to grow your...

  • Business Banking, Middle Office

    3 weeks ago

    Ho Chi Minh City, Vietnam UOB Vietnam Full time

    **About UOB** United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as...

  • Wealth Banking Relationship Senior Officer

    2 weeks ago

    Ho Chi Minh City, Vietnam UOB Vietnam Full time

    **About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as...