Expert, Operational Risk and Compliance Assurance

4 weeks ago


Ho Chi Minh City, Vietnam Techcombank Full time

4 Jun 2024**Expert, Operational Risk and Compliance Assurance (40000830)**:

- Category: Corporate & Institutional Banking Group- Job Type:
- Facility: Business Banking**Job Purpose**:

- Control compliance and operational risks with products and services in the segment in charge, ensure Techcombank's regulations and laws, protect the Bank's and customers' legitimate rights and interests.
- Control operational risks at business/operating units under the Division (including compliance control)
- Consult business/operating units on compliance/regulatory/financial crime issues.

**Key Accountabilities (1)**:

- Support the focal point and/or in charge of implementing compliance management policies and tools at the Division at the Region/Area level
- Participatie in the inspection and assessment of operational risks and compliance violations in Division
- Evaluate, handle violations, compliance cases at the Division, propose solutions to control violations for personnel of the Division.
- Support the focal point and/or in charge of implementing programs to improve compliance/risk compliance, and improve the effectiveness of internal control at the Division.
- Support/focal support activities of inspection, examination, investigation and verification of the incident, reporting and handling of events and issues of operational risk within the Region/Area.
- Other tasks as assigned

**Key Accountabilities (2)**:
**Key Accountabilities (3)**:
**Key Relationships - Direct Manager**:
Director, Area Operational Risk and Compliance Assurance

**Key Relationships - Direct Reports**:
**Key Relationships - Internal Stakeholders**:
Departments inside and outside the Block (functionally related or customer segments)

**Key Relationships - External Stakeholders**:
Partners, Customers

**Success Profile - Qualification and Experiences**:

"Qualification:

- University degree or above majoring in Auditing/Accounting/Finance/Banking/Economics
- Master's degree or higher is preferred

'Experience:

- Minimum 8 years in a position related to financial analysis/credit/audit
- Knowledge of products / services applicable to the customer segment in charge of the banking market
- Prior work experience related to risk management, compliance is preferred

English
'Minimum TOEIC 550 or equivalent'



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