Expert, Operational Risk and Compliance Assurance

1 week ago


Ho Chi Minh City, Ho Chi Minh, Vietnam Techcombank Full time
4 Jun 2024
Expert, Operational Risk and Compliance Assurance :

  • Category: Corporate & Institutional Banking Group
  • Job Type:
  • Facility: Business Banking
    Job Purpose:
  • Control compliance and operational risks with products and services in the segment in charge, ensure Techcombank's regulations and laws, protect the Bank's and customers' legitimate rights and interests.
  • Control operational risks at business/operating units under the Division (including compliance control)
  • Consult business/operating units on compliance/regulatory/financial crime issues.

Key Accountabilities (1):

  • Support the focal point and/or in charge of implementing compliance management policies and tools at the Division at the Region/Area level
  • Participatie in the inspection and assessment of operational risks and compliance violations in Division
  • Evaluate, handle violations, compliance cases at the Division, propose solutions to control violations for personnel of the Division.
  • Support the focal point and/or in charge of implementing programs to improve compliance/risk compliance, and improve the effectiveness of internal control at the Division.
  • Support/focal support activities of inspection, examination, investigation and verification of the incident, reporting and handling of events and issues of operational risk within the Region/Area.
  • Other tasks as assigned

Key Accountabilities (2):

Key Accountabilities (3):

Key Relationships - Direct Manager:

Director, Area Operational Risk and Compliance Assurance

Key Relationships - Direct Reports:

Key Relationships - Internal Stakeholders:

Departments inside and outside the Block (functionally related or customer segments)

Key Relationships - External Stakeholders:

Partners, Customers

Success Profile - Qualification and Experiences:

"Qualification:

  • University degree or above majoring in Auditing/Accounting/Finance/Banking/Economics
  • Master's degree or higher is preferred
'Experience:

  • Minimum 8 years in a position related to financial analysis/credit/audit
  • Knowledge of products / services applicable to the customer segment in charge of the banking market
  • Prior work experience related to risk management, compliance is preferred
English
'Minimum TOEIC 550 or equivalent'

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