Head of Regulatory Compliance Cmb, Gbm, Dbs and

2 months ago

Ho Chi Minh City, Vietnam HSBC Full time

-Job Advert Details
Some careers open more doors than others.
If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Global Functions (GFs) play a vital role in supporting the bank’s Global Businesses and offer a broad range of career opportunities in areas from legal, risk and finance to human resources, sustainability, marketing and communications. Their operational and functional teams around the world help HSBC’s Global Businesses to operate efficiently and effectively on a day-to-day basis. They also focus on controls and governance to reduce risk and protect the Group’s reputation.

We are currently seeking a high caliber professional to join our team as an Head of Regulatory Compliance CMB, GBM, DBS and Functions

Principal Accountabilities:

Impact on the Business
- Oversee the critical Compliance policies and systems that impact Vietnam and ensure that the Group’s exposure to Regulatory Compliance risks is managed in a commercially sensitive, practical and cost effective manner.
- Provide advice and support on Regulatory Compliance risks to senior management, Compliance and other colleagues.
- Membership of relevant regulatory compliance related executive committees/forums/governance meetings.
- Customer / Stakeholders
- Reporting to Head of Regulatory Compliance Vietnam as relevant on Regulatory Compliance risks matters.
- Ensure that senior management are appropriately advised of all material regulatory compliance related matters relating to Vietnam.
- Manage and foster a strong relationship with all relevant regulators in relation to the activities of Vietnam and ensure timely disclosure of relevant information, in relation to Regulatory Compliance related matters.
- Ensure that positive relationships are maintained with other external stakeholders relevant to the regulatory compliance agenda.
- Leadership and Teamwork
- Provide leadership to and develop the Risk & Compliance Function for Vietnam liaising closely with functional reports and (where relevant) with local line managers.
- Maintain and develop positive and professional working relationships with senior business managers and Compliance colleagues at the Group level and those in other Regions and Businesses.
- Create an environment for the delivery of consistent performance measurement, training, career management and succession planning across the Vietnam Risk & Compliance capability.
- Establish a strategy for the sharing of Regulatory Compliance risks related compliance knowledge and best practice across Vietnam and the wider Risk & Compliance Function and Group.
- Operational Effectiveness and Control
- Create a framework for the effective risk-based monitoring of the implementation of Regulatory Compliance risks related policies and controls across Vietnam.
- Agree and oversee the implementation, embedding and monitoring of the adherence to the Compliance FIM in Vietnam.
- Monitor and assess the resourcing, costs and spend of the Vietnam regulatory compliance team.
Qualifications
Certifications, Qualifications and Experience
- Significant experience as a regulator, or a senior compliance manager across all areas of Regulatory Compliance risk within a global firm, in the financial services industry.
- Detailed and extensive knowledge of the HSBC Group structure, its business and personnel, and corporate culture.
- Thorough understanding of CMB & GBM business and DBS & Functions with practical knowledge of broad range of CMB & GBM and DBS & Functions products and services.
- Significant leadership experience and an experienced strategic thinker.
- Excellent communication and inter-personal skills, with experience of dealing with executives at all levels.
- Ability to develop practical, cost effective solutions to complex issues.
- A legal or formal accountancy qualification or professional background in a relevant risk or audit discipline.
- You’ll achieve more when you join HSBC.

Issued by The Hongkong and Shanghai Banking Corporation Limited

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