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Legal & Compliance Director
1 week ago
Our client is an International Financial Services Corporation, who is looking for an talented Director of Legal & Compliance to support the company through all business matters.
JOB DESCRIPTIONS:
- Provide insightful legal analysis and commercially astute advice on investment and general corporate matters.
- Monitoring incoming legislation and regulations, identifying any impact on the business and overseeing effective compliance.
- Providing legal input into investment decisions that is timely, effective, and fit for purpose and ensuring timely implementation of new mandates.
- Negotiating the terms of legal contracts and other documentation with Investment managers, consultants, advisers, and other external parties.
- Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and regulatory changes
- Ensuring the consistency of terms across managers within a specific asset class, key commercial terms (in-house precedence), tax & legal structuring
- Perform ad-hoc assignments as assigned
REQUIREMENTS:
- Bachelor Degree or above in Law or related disciplines
- Possess at least 10 years legal experience working in financial services industry with solid experience in handling complicated compliance issues
- Preferable candidate with experience in investment business or asset management.
- Mature, self-initiative, detail oriented with good inter-personal skill and analytical mind
- Sound knowledge in rules and regulations administered by market practices, financial products as well as securities business.
- Legally qualified with a good understanding of applicable Regulations.
- Excellent communication skills, both written and oral.
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