Country Aml Officer

1 week ago

Ho Chi Minh City, Ho Chi Minh, Vietnam Deutsche Bank Full time

Summary:


Deutsche Bank (DB) is committed to the highest standards of Anti-Money Laundering (AML), Sanctions & Embargoes, Anti-Fraud, Bribery and Corruption (AFBC) and wider Financial Crime (collectively referred to as Anti Financial Crime) prevention.

The Management and all employees are required to adhere to these standards to prevent DB and our reputation from those who may intend to use our products and services for money laundering, bribery, corruption, fraud and/or Terrorist Financing (TF) purposes.


DB Group will examine its Anti-Financial Crime (AFC) strategies, goals and objectives on an ongoing basis and maintain an effective program for DB's business that reflects the best practices for a diversified, global financial services provider.


The AFCO function is responsible for the AML, CTF, Sanctions & Embargoes, Anti-Fraud, Bribery and Corruption (AFBC) activities in the jurisdiction where relevant.


The AFCO will support Head of Anti-Financial Crime in ensuring that all relevant AFC policies, procedures, systems, and controls are implemented effectively, all AFC-relevant legal, regulatory and DB Group requirements are met, and any AFC-related risks are appropriately addressed and mitigated.


The AFCO is also responsible to support the identification, assessment, advice on, monitoring, control and reporting on the AFC laws, rules, and standards relevant to the DB activities in their respective jurisdiction.


Key Responsibilities of AFCO:

Anti-Money Laundering (AML)

  • Maintain adequate Internal Control Framework for Unusual and/or Suspicious Transactions in terms of organization, administration systems and controls to ensure properly and timely detection, investigation and reporting of unusual and/or suspicious transactions or activities to competent authorities in compliance with applicable rules
  • Discharging the responsibilities of AFC as set out under global AML and KYC policies for divisions present in the jurisdiction
  • Deciding on new or existing clients that are escalated, or decide to escalate further
  • Tracking and followingup on the conditions that have been imposed as part of the KYC approval
  • Followingup with the Business on status of Regular Reviews and obtain relevant MIS from the Business

Sanctions & Embargoes

  • Monitoring local regulatory sanctions developments and notifying relevant changes and specifications to Country AFC Officer and Regional Head of Sanctions
  • Discharging the responsibilities of the Group Embargo Office locally as set out in the Group Embargo Policy and in the Special Risk Country Policy, in particular, ensuring implementation of applicable sanctions requirements on a country level

Anti-Fraud Bribery & Corruption

  • Assume and promote AFC's responsibility for antibribery & corruption in country (including advisory, policy, training, monitoring, investigation etc), either directly or as the liaison with regional ABC teams.

Transaction Monitoring

  • Perform AML monitoring of assigned businesses or jurisdictions.
  • Investigate cases and associated transactions which escalated to local AFCO and identify potential areas of risk (financial, reputational, and regulatory) within the transactions and associated client relationship review.

AML Regulatory Reporting

  • Support Country Head in ensuring timely submission of all AML regulatory reporting

Others

  • Provide input for MI reports requested by Global AFC, Head of Compliance and Anti-Financial Crime, Country AFC Officer or the AFC reporting function
  • Implement any Governance related controls, processes and procedures as directed by the AFC Governance function
  • Ensure the local implementation of any country, regional or global AFC projects and programs in conjunction with the relevant regional leads
  • Advise on the impact of new AFC related internal and external rules and ensuring that local guidelines and procedures are in line and reflect German and local laws / regulations. Escalate exceptions to the Country Head of AFC.
  • Assess the conformity of internal policies and procedures, systems and controls with relevant regulatory obligations and DB Group standards.
  • Ensure timely delivery of the local AFC Risk Assessment in the country.
  • Support Country Head to provide AFC advice in the change management process including but not limited to the New Product Approval (NPA) and Vendor Risk Management (VRM) Process.
  • Support Country Head to provide appropriate training to staff and arranging training by other regional leads for Sanctions & Embargoes, AFBC
  • Other relevant tasks assigned from time to time.

Requirements:

  • More than 10 years of relevant experiences on Anti Financial Crimes, Anti Money Laundering, Know Your Client or Compliance, Risks or other Control Functions are preferred.
  • Strong understanding of banking products, process, antifinancial crimes risk and controls.
  • Analytical thinking, risk and control oriented.
  • Confident and articulate partner to mul

  • Aml Officer

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam Shinhan Bank Full time

    Work LocationHo Chi MinhJob LevelExperienced (Non - Manager)Job TypePermanentQualificationBachelorExperiences1 YearsSalaryNegotiableIndustryBankingDeadline to Apply15/03/2023Job Benefit: Insurance Travel opportunities Health checkup Training & Development Salary reviewTransaction Monitoring:Daily performing Investigation for unusual transaction activities of...

  • Aml Compliance Risk Management

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam UOB Vietnam Full time

    About UOBUnited Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as branches...

  • In-business Aml Control

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam UOB Vietnam Full time

    About UOBUnited Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as branches...

  • Aml Advisory Team Lead

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam Adecco Full time

    Responsibilities:Advisory and transactions monitoring alerts of Company Branches:Acting as the first contact point of Legal and Compliance department with other departments for AML/CFT/Sanctions advisory matters. Reviewing procedure manual of other departments, including but not limited to CDD Procedure, AML Operational Procedure, DUG goods & price check,...

  • In-business Aml Control Analyst

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam UOB Vietnam Full time

    About UOBUnited Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as branches...

  • Aml Kyc

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam Shinhan Bank Full time

    Work Location Ho Chi Minh (District 1)Job Level Entry LevelJob Type PermanentExperiences 2 YearsSalary NegotiableIndustry Administrative / Clerical, Accounting / Auditing / Tax, Banking, Consulting, Executive management, Finance / Investment, Retail / Wholesale, SecurityJob Benefit: Insurance Travel opportunities Incentive bonus Health checkup Training &...

  • Assistant Manager, Aml Treasury

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam CIMB Bank Vietnam Full time

    Daily tasks and Controls:To assist Manager in managing AML, Corporate/FI Account Services, Payment and Treasury Operations activities ensuring that:Accuracy and timely processing for all kinds of AML, Corporate/FI Account Services, Treasury and Remittance transactions Daily operations are promptly processed, approved, monitored and reported within service...

  • Country Fiu Lead

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam Citi Full time

    The Compliance AML Execution Manager is an intermediate position responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to contribute to the growth and development of clerical teams, improve process efficiencies, and influence decisions. This role is expected to...

  • Anti Money Laundering Senior Officer control

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam Indovina Bank Full time

    Tasks:Controlling the AML/CFT risks & FATCA compliance risk through investigating related signs Periodically submit to line manager report relating to AML/FATCA for checking before sending to BOEs and SBV. Compose material & lead training for IVB units, departments relating to AML, FATCA. Monitor the AML automatic system (including the warning handling in...

  • Administrative Officer

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam PERSOLKELLY Vietnam Full time

    International Exporsure Dynamic, supportive team Competitive PackageRequirements:- Advanced English (minimum: IELTS 6.5 / TOEIC 945 / TOEFL iBT 90, or equivalent) is a MUST HAVE requirement.- Highly organized, diligent and personable.- Japanese language ability is preferred, but not a requirement.Day to Day TasksRecruiting support:Support the firm's...

  • Compliance Officer

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam Công ty Cổ phần BBCIncorp Full time

    Main Responsibilities Conduct CDD/KYC on new clients. Monitor, detect and handle risks arising from customers and external parties. Facilitate in reporting of suspicious transactions from AML/CFT perspective to managers and authorities. Provide AML/CFT & IPPC guidance and training to develop awareness of new joiners and front line staff on new regulatory...

  • Financial Intelligence Unit Analyst

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam UOB Vietnam Full time

    About UOBUnited Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as branches...

  • Country Manager Vietnam

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam Language Talent Solutions Full time

    Working together with key participants and head office to prepare and compile operational budgets for the country. Spearheading strategies to steer the company's future in a positive direction. Driving the company's operating capabilities to surpass customer satisfaction and retention, and company goals. Controlling company costs and introducing tactical...

  • Personal Financial Services Secured Sales Support

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam UOB Vietnam Full time

    About UOBUnited Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as branches...

  • Country Finance Head

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam UPL NA Inc. Full time

    Job Id: 6795 City: Ho Chi Minh, Hồ Chí Minh City, Viet Nam Department: FINANCE Function: Finance Employee Type: Permanent Full Time- Seniority Level: Mid-Senior levelDescription:JD-Country Finance Manager AReporting Line: Regional Business Head Regional Finance HeadBKey responsibilities: 1. Responsible for overall accounting and finance of the country. 2....

  • Sales Support and Quality Control

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam UOB Vietnam Full time

    About UOBUnited Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as branches...

  • Country Manager Vietnam

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam ZIM Full time

    We are looking for amaZing leader to join our team as Managing Director of ZIM VietnamIn this role you would focus on leading a great team of ZIM Vietnam, achievement of commercial excellence, conducting general Business Development activities, supporting all country functions teams to achieve their goals & KPI.Major areas or responsibility:Sales Management...

  • Country Manager

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam Adecco Full time

    Job summary:A start-up that is revolutionizing the agricultural industry with innovative technology.Responsibilities: Budgeting and strategizing with stakeholders Driving the company's operations to exceed customer satisfaction and achieve goals Monitoring costs and implementing new initiatives Coaching employees to optimize their skills Conducting...

  • Country Coordinator, Vietnam

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam Winrock International Full time

    POSITION TITLE:Country Coordinator, VietnamLOCATION:Ho Chi Minh City, VietnamUNIT:Human Rights, Education, and EmpowermentREPORTS TO:Project Director, Protective Action in the Lower Mekong Activity***: Winrock is seeking a Country Coordinator for Vietnam to lead activities in Vietnam for a regional project focused on providing protection services to...

  • Distribution Agent Officer

    1 week ago

    Ho Chi Minh City, Ho Chi Minh, Vietnam Dragon Capital Full time

    Position: Distribution Agent OfficerDepartment: Investment ServicesNoof vacancy:1Work location: Ho Chi Minh Office, 15/F Me Linh Point, 2 Ngo Duc Ke, District 1, HCMCKey ResponsibilitiesI - Distribution agent operations✽ Manage the opening and closing of trading accounts of investors.Perform the verification of customer identification information (KYC) and...