Head of Compliance Assurance Vietnam

-Job Advert Details
Some careers have more impact than others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Global Functions (GFs) play a vital role in supporting the bank’s Global Businesses and offer a broad range of career opportunities in areas from legal, risk and finance to human resources, sustainability, marketing and communications. Their operational and functional teams around the world help HSBC’s Global Businesses to operate efficiently and effectively on a day-to-day basis. They also focus on controls and governance to reduce risk and protect the Group’s reputation.

We are currently seeking a high calibre professional to join our team as an Head of Compliance Assurance Vietnam.

Principal Accountabilities:

Impact on the Business
- Support the design and execution of assurance activities, ensuring that all relevant standards, policies and procedures are met.
- Inform Risk Owners, Control Owners and Risk Stewards of the design and operational effectiveness of the controls within their area of oversight and control.
- Escalate significant control deficiencies in a timely manner.
- Proactively identify key emerging compliance risks across the Global Businesses/ Functions

Customers/Stakeholders
- Build strong relationships with all internal stakeholders, adopting a cohesive approach to the execution of tasks with minimum conflict.
- Develop/maintain positive and professional relationships with external stakeholders, while ensuring the independence of the assurance function.
- Provide stakeholders with timely, concise insight into assurance activities.
- Drive the provision of consistent MI on the issues identified through CA activities.

Leadership & Teamwork
- Support the production of high quality CA deliverables, through effective quality control at each stage of the CA review life-cycle i.e. Terms of Reference issuance, fieldwork completion and reporting. Deliver reviews on time and to a very good quality.
- Provide management through leadership and guidance to the Vietnam CA Team.
- Demonstrate effective teamwork, engagement and collaboration within CA.
- Set the highest standards through personal behaviour and interaction with others.

Operational Effectiveness and Control
- Support high operational standards within the team, avoiding high risk findings from Internal Audit or other internal/external Assurance teams.
- Be innovative in executing all responsibilities, providing solutions to complex issues in a high-risk environment.
- Through effective analysis of key information, support the identification and communication of emerging trends that may impact the effectiveness of CA.
Qualifications
Knowledge & Experience / Qualifications:

- Extensive RC and/or FC knowledge, with some experience in assurance or testing activities
- Relevant external financial services qualification
- Clear understanding of regulatory and/or financial crime compliance risk within the global financial services industry
- Capable of building positive and resilient partnerships with key stakeholders
- Lateral thinker with an ability to interpret and solve complex issues
- Excellent leadership, communication skills with very strong inter-personal and influencing skills
- Track record of working autonomously
- Decision-making capability
- Strong English language skills (written and spoken)

You’ll achieve more when you join HSBC.

Issued by The Hongkong and Shanghai Banking Corporation Limited