Analyst, Fcso Transaction Screening

Job ID: 38049

Location: Hanoi, VN

Area of interest: Operations

Job type: Fixed Term Worker

Work style: Office Working

Opening date: 3 Sept 2025

**RESPONSIBILITIES**

**Strategy**
- Implement the strategic operations direction and roadmap for Country FCSO, align with Business & CFCC Strategy, FCC Strategy, the T&I Strategy and investment appetite.
- Implement FCSO strategy across country to streamline processes, enhance productivity, reduce risk, improve controls, leveraging technologies.
- Ensure the client experience is seamless based on efficient processing, timely resolution of client exceptions and is perceived as an enabler by the business to generate and retain client flows.
- Monitor the FCSO/Surveillance country processes to ensure appropriate and consistent implementation of FCSO programmes
- Ensure there is adequate support (people, process, tools, frameworks, systems) for necessary FCSO controls

**Business**
- Perform a role as FCSO Investigator within FCSO team.
- Perform duties such as Transaction Monitoring, Global Name Screening, List Management, Alert/Risk Event Investigation, Production Order management and Control, Metrics execution.
- Responsible in analysing alerts generated by transaction monitoring system as well as other non-automated cases with financial crime or money laundering concern and its follow up actions
- Responsible in analysing cases generated by name screening system and its follow up actions
- Ensure suspicious transactions are thoroughly investigated and escalated to FCC, an prepare draft Suspicious Activity Reports (SARs) to FCC for review/decision, and necessary reporting to SBV where required
- Ensure the suitability and quality of case data maintained on enterprise case management systems
- Propose control improvements, enhancements and simplifications where appropriate
- Participate in ad-hoc activities such as monitoring of system enhancement testing etc.
- Provide advice on AML matters when required and maintain sound working relationship with stakeholders and peers
- Coordinate with the relevant operations units to ensure that the relevant lists and database used in screening, transaction monitoring and investigation are up to date and relevant.

**Processes**
- Keep up to date of appropriate policies/processes/DOIs to address financial crime risks, aligning with relevant regulatory requirements.
- Work with relevant stakeholders on compliance with Group standards relating to AML/Sanctions/ABC
- Daily support handling of the Watchlists, including but not limited to; timely additions to the relevant watchlist, and watchlist reconciliation when and as needed as directed by Team Lead/Head FCSO.
- Day to day handling of legal orders / production orders including responding to law enforcement and conducting related investigations where appropriate
- Day to day processing of Transaction Monitoring (TM) and Screening (NS/TS/PO) cases in line with AAA procedures and in a timely manner within agreed TAT’s whilst maintaining Quality Control/Quality Assurance results in line with Group and local expectations.
- Ensure timely initiation of any follow up actions to effectively process alerts in TM and NS/TS/PO with clear narratives.
- Assist Team Lead/Head FCSO to implement investigation and surveillance standards set by regulators and the Group FCC function (via processes defined by Group FCSO GPO’s), and Country FCC.
- Preparation for SAR information escalated through FCSO screening or transaction monitoring processes to Country FCC / CMLCO for their review and decision.
- Perform controls and metrics

**People & Talent**
- Ensure participation on appropriate FCSO awareness & training within country
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank

**Risk Management**
- Ensure the suitability and quality of case data maintained on enterprise case management systems
- Understand technical aspects of systems relevant to CDD, Client Risk Assessments, Name Screening, AML Monitoring and Case Management
- Make recommendations (and/or implement) to relevant stakeholders on possible risk management responses to identified risks and/or findings of concerns from investigations

**Governance**
- Support all control checks undertaken by FCSO under the Operational Risk Framework (ORF)
- Collate, analyse and interpret data in reports to senior management and relevant governance/risk committees

**Regulatory & Business Conduct**
- Display exemplary conduct and live by the Group’s Values and Code of Conduct.
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Effectively and collaboratively identify, escalate, mitigate, and r