Compliance Manager
16 hours ago
**RESPONSIBILITIES**
- Assisting Head of RC in providing compliance support, advice and guidance to the first and second lines of defense relative to assigned regulation(s), regulatory requirements and/or compliance risks. Assists in identifying any possible compliance deficiencies related to assigned regulation(s), regulatory requirements and/or compliance risks.
- Provide support to compliance projects which may include gathering and documenting functional requirements and reviewing key technical documentation
- Providing support to the team in order to ensure that risks are appropriately identified, reported and recorded in a timely manner
- Providing a quality day-to-day compliance service to DBS and GFs.
- Supporting execution and reporting of trend analysis metrics and all other available risk outputs
- Working with the wider compliance functions to identify emerging regulatory risk and to enhance and expand reportable issues
- Assisting management in undertaking research, collation and analysis of data management information (MI) for presenting to the regulatory
governing bodies and Senior management team
Other information:
- Good experience and knowledge of Compliance in banking industry
- Fluent English communication
- Strong interpersonal skills, good stakeholder management
Assisting handling of regulatory matters including on-site inspections, meetings, visits, surveys, administrative approvals, product filings, policy imperatives, banking association affairs, etc.
To discharge the accountabilities set out in the GSM and Compliance
FIM by pro-actively assisting management in identifying and containing compliance risk, monitoring, reporting and certification; fostering a compliance culture and optimizing relations with regulators
Assist Compliance Management in their support of Business Management in fulfilling their responsibilities in complying with the spirit and letter of all regulatory requirements and key Group requirements, as established by Group Compliance
- To support, advise on and monitor all aspects of the DBS and GFs operation, in order that DBS and Gs management can ensure that these Functions are conducted in accordance with the letter and spirit of all applicable laws, rules, regulations, codes of practice, Group Standards Manual and Compliance section of the Global Risk FIM.
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