Business Risk and Controls Management

2 weeks ago

Ho Chi Minh City, Vietnam UOB Vietnam Full time

**About UOB**

United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as branches and offices.

Our history spans more than 80 years. Over this time, we have been guided by our values — Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.

**About the Department**

The Wholesale Bank function operates a dynamic business model that provides financial services and solutions to help our clients achieve their strategic business objectives. Our mission is to become the premier-provider of banking services and solutions for Asia-based commercial banking companies (small medium enterprises), large corporations, financial institutions as well as multinational corporations. Our coverage teams work in full alignment with specialised teams across Transaction Banking, Investment Banking, Global Markets and Group Retail to deliver seamless solutions to our clients.

**Responsibilities**:

- Formulate and strengthen governance on all risk frameworks, policy, framework, ensuring that GWB comply with all applicable legislations, particularly in relation to regulatory compliance
- Liaise with internal stakeholders to identify priority areas for review based on control criticality, emerging risks and regulatory focus.
- Provide effective challenge to internal stakeholders on existing controls.
- Provide advisories and review Business Units policies and guidelines.
- Work with multiple internal stakeholders to deliver desired outcomes.
- Review and identify key emerging risks in WB and/or industry and propose risk mitigating measures/controls.
- Ensure that potential risk issues highlighted by various Bank’s risk functions, such as Operational Risk, Compliance, Information Security, Legal and Group Audit, are properly communicated and/or addressed within WB.
- Work with Compliance and other internal risk departments to ensure that activities are coordinated to avoid duplication and improve the overall effectiveness.
- Identify and work with BU/WB Data Analytics on risk management initiatives, thereby increasing operational efficiencies and enhancing proactive risk identification.
- Support the Business Units/Support Units in risk identification, escalation and remediation.
- Monitor the effectiveness of the Business Units/Support Units controls (for example, through risk culture/operational risks dashboards, audit reports and fair dealing scorecard).
- Prepare risk management reports.
- Able to articulate and present to senior internal and external stakeholders including regulators and external audit.
- Ensure that WB is kept abreast of the latest developments (including best practices), on both the risk and regulatory front.
- Conduct training where necessary.

**Job Requirements**

**_Education_**
- Good degree holder in Banking, Finance or Accounting
- Certification in Compliance, programming, data management and data analytics is preferred

**_Experience and Skills _**
- Degree or professional qualification in business or banking/financial services related areas
- Has minimum 5 years of relevant work experience preferably in audit, regulatory compliance/Line 1 Risk and Control role in corporate banking/wholesale banking of a full-service bank
- Proven and relevant experience in compliance of a financial services institution is required
- Excellent knowledge of regulatory compliance, risk assessment, processes and controls
- Knowledge of local regulatory framework of South East Asia region and data analytics would be a clear advantage.
- Team player, self-driven with strong interpersonal and communication skills and able to perform well in a fast-paced and dynamic environment.
- Prior experience in stakeholder management experience.
- Resourceful, meticulous, analytical and able to work independently with excellent verbal and report-writing skills.
- Strong project management skills.
- Growth mindset
- Possess creativity and self-motivation to find solutions in an ever-evolving regulatory environment.
- Excellent communication (written, verbal) and interpersonal skills to positively influence people to make the appropriate decisions and resolve conflicts effectively
- Process-oriented and possesses a strategic mindset with the ability to have a holistic view

**Be a part of UOB Family

  • Internal Control

    4 weeks ago

    Ho Chi Minh City, Vietnam NavigosSearch Full time

    **What We Can Offer**: - 13th fixed month - Performance Bonus I. Internal Controls: leading operational risk management at local country - Work across functions and levels to drive control agenda to ensure controls are designed, functioning and sustainable embedded in daily operation - Work with control owners, stakeholders for mitigation plan in resolve...

  • Assistant Manager, Internal Control

    1 week ago

    Ho Chi Minh City, Vietnam Shopee Full time

    Department Risk Management- LevelExperienced (Team Lead)- LocationVietnam - Ho Chi Minh CityThe Compliance and Risk Management team ensures that Shopee complies with applicable regulations and is primed for success with the right checks and balances while safeguarding the interests of our stakeholders in an inclusive and sustainable digital ecosystem. The...

  • IT Security, Risk and Controls Senior Manager

    2 days ago

    Ho Chi Minh City, Vietnam Prudential plc Full time

    Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

  • Risk & Control Lead

    3 weeks ago

    Ho Chi Minh City, Vietnam Citi Full time

    The Country Legacy Franchises TSA/Divestiture Transition Risk and Control Lead is a specialist who proactively supports the Country Legacy Franchises PMO Divestiture Transition (DT) Lead and Citi Country Officer (CCO) in managing and mitigating operational & compliance risks and overseeing risk and control aspects for the country Legacy Franchises post Legal...

  • Specialist, Operations Risk

    5 days ago

    Ho Chi Minh City, Vietnam Manulife Full time

    We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up, because when colleagues are healthy, respected and...

  • Manager, Agency Risk Control

    4 days ago

    Thành phố Hồ Chí Minh, Vietnam Manulife Full time

    **The opportunity** This role will be assisted Head of Agency Operation to take proper actions in term of assessment, monitoring and mitigation of the risks across the Agency Operation Department under Agency Channel. **Responsibilities** - Review process, procedures, Memo, Policies within Agency Operation to identify risk and recommend mitigate control...

  • Manager, Risk Control

    2 days ago

    Ho Chi Minh City, Vietnam Aon Corporation Full time

    Posting Description: **Manager, Risk Control & Consulting Services** **Aon is in the business of better decisions** At Aon, we shape decisions for the better to protect and enrich the lives of people around the world. As an organization, we are united through trust as one inclusive, diverse team, and we are passionate about helping our colleagues and...

  • Internal Control Lead

    4 weeks ago

    Ho Chi Minh City, Vietnam Shopee Full time

    DepartmentRisk Management- LevelExperienced (Individual Contributor)- LocationVietnam - Ho Chi Minh CityThe Compliance and Risk Management team ensures that Shopee complies with applicable regulations and is primed for success with the right checks and balances while safeguarding the interests of our stakeholders in an inclusive and sustainable digital...

  • Vp, Risk and Control

    2 weeks ago

    Thành phố Hồ Chí Minh, Vietnam HSBC Full time

    -Job Advert Details Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

  • IT Security, Risk and Control, Senior Advisor

    4 weeks ago

    Ho Chi Minh City, Vietnam Prudential plc Full time

    Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

  • Operational Risk Management

    2 weeks ago

    Ho Chi Minh City, Vietnam UOB Vietnam Full time

    **About UOB** United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as...

  • Business Intelligence Lead

    3 weeks ago

    Ho Chi Minh City, Vietnam Shopee Full time

    DepartmentRisk Management- LevelExperienced (Team Lead)- LocationVietnam - Ho Chi Minh CityThe Compliance and Risk Management team ensures that Shopee complies with applicable regulations and is primed for success with the right checks and balances while safeguarding the interests of our stakeholders in an inclusive and sustainable digital ecosystem. The...

  • Specialist, Operations Risk

    4 days ago

    Thành phố Hồ Chí Minh, Vietnam Manulife Full time

    **Responsibilities** - S upports L1A through proactive advice based on risk and control knowledge and insights and presents risk management solutions where appropriate - Lead the facilitation of L1A process walk-through workshops during Control testing and RCSA, and provide independent guidance on existing control design, and the operational effectiveness of...

  • Quality Risk Control Assistant

    3 days ago

    Ho Chi Minh City, Vietnam Công Ty TNHH Kiểm Toán Và Tư Vấn RSM Việt Nam Full time

    **Mô tả công việc**: (Mức lương: Thỏa thuận) Join our Risk Management team and help protect RSM from risks that arise from its professional practice. Risk Management teams provide coordinated advice and assistance on independence, conflicts, regulatory and risk management issues, as well as dealing with claims, and any queries regarding the...

  • Operational Risk and Control Officer

    1 week ago

    Ho Chi Minh City, Vietnam Công Ty Cổ Phần Hỗ Trợ Dịch Vụ Thanh Toán Việt Phú Full time

    **Mô tả công việc**: (Mức lương: Thỏa thuận) Summary This role would be tasked with supporting delivery of the Operational Risk Management Framework (ORMF) focusing on self - inspection and control assurance activities within the organization. To assess the understanding and compliance to MOVI (Vietnam) policies and procedures; and preparing...

  • Business Risk

    2 weeks ago

    Thành phố Hồ Chí Minh, Vietnam UOB Vietnam Full time

    **About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as...

  • Business Risk

    4 weeks ago

    Thành phố Hồ Chí Minh, Vietnam UOB Vietnam Full time

    **About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as...

  • Vp, Client Risk Management

    4 weeks ago

    Ho Chi Minh City, Vietnam HSBC Full time

    -Job Advert Details Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

  • Risk Management Manager

    2 weeks ago

    Ho Chi Minh City, Vietnam Bảo Hiểm Nhân Thọ Phú Hưng Full time

    ĐỊA ĐIỂM: Hồ Chí Minh - Nội dung công việcMô tả công việc Risk management plays a pivotal role in the insurance industry. This role will be responsible for analyzing various types of risks, implementing strategies to minimize losses, and maintaining compliance with regulatory standards. **Key Responsibilities**: - Provide the advices...

  • Internal Controls Manager

    3 days ago

    Ho Chi Minh City, Vietnam Mondelēz International Full time

    **Are You Ready to Make It Happen at Mondelēz International?** **Join our Mission to Lead the Future of Snacking. Make It Uniquely Yours.** Under the leadership of the Senior Manager, Audit, you will perform audits of financial accounting, internal processes and internal operational controls to ascertain compliance with internal policies/procedures and...