[hcmc]: Compliance Manager

2 days ago


Ho Chi Minh City, Vietnam Monroe Consulting Full time

**Job Title: Compliance Manager**
- **Industry**:Banking
- **Income**: Negotiable
- **Location**: HCMC

**Company Profile**: The International award-winning executive recruitment expert Monroe Consulting Group is recruiting on behalf of a financial services organisation that serves more than 40 million customers, including individuals and the world’s biggest companies and governments. Our client is now presenting in over 60 countries and territories. They are proud to offer their customers a world of opportunity with their unique expertise, capabilities, breadth and perspectives.

**Responsibilities**:

- Assisting Head of RC in providing compliance support, advice and guidance to the first and second lines of defence relative to assigned regulation(s), regulatory requirements and/or compliance risks. Assists in identifying any possible compliance deficiencies related to assigned regulation(s), regulatory requirements and/or compliance risks. Provide support to compliance projects which may include gathering and documenting functional requirements and reviewing key technical documentation
- Providing support to the team in order to ensure that risks are appropriately identified, reported and recorded in a timely manner
- Providing a quality day-to-day compliance service to DBS and GFs.
- Supporting execution and reporting of trend analysis metrics and all other available risk outputs
- Working with the wider compliance functions to identify emerging regulatory risk and to enhance and expand reportable issues
- Assisting management in undertaking research, collation and analysis of data management information (MI) for presenting to the regulatory governing bodies and Senior management team
- Assisting handling of regulatory matters including on-site inspections, meetings, visits, surveys, administrative approvals, product filings, policy imperatives, banking association affairs, etc.
- To discharge the accountabilities set out in the GSM and Compliance FIM by pro-actively assisting management in identifying and containing compliance risk, monitoring, reporting and certification; fostering a compliance culture and optimising relations with regulators
- Assist Compliance Management in their support of Business Management in fulfilling their responsibilities in complying with the spirit and letter of all regulatory requirements and key Group requirements, as established by Group Compliance
- To support, advise on and monitor all aspects of the DBS and GFs operation, in order that DBS and GFs management can ensure that these Functions are conducted in accordance with the letter and spirit of all applicable laws, rules, regulations, codes of practice, Group Standards Manual and Compliance section of the Global Risk FIM.

**Job Requirements**:

- 2 year working experience in legal office or compliance or legal department of financial institute.
- Broad comprehension for Vietnam laws and banking regulations.
- Verbal skills (Communications, English fluency, presentation Capability) and English Writing Skills.



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