Corporate Compliance Supervisor
4 weeks ago
ĐỊA ĐIỂM: Hồ Chí Minh
- Nội dung công việc
Mô tả công việc
- **AML Compliance Oversight**:
- Develop, implement, and maintain AML policies, procedures, and controls.
- Conduct customer due diligence (CDD), enhanced due diligence (EDD), and transaction monitoring to detect and report suspicious activities.
- Ensure timely filing of regulatory reports (Reports on AML Risk, FATCA report ), including suspicious activity reports (SARs).
- Stay updated on emerging AML trends, risks, and best practices.
- Conduct AML Annual Training across the company.
- **Regulatory Compliance**:
- Monitor changes in regulatory requirements and ensure organizational adherence.
- Manage regulatory filings, reports, and audits in a timely and accurate manner.
- Collaborate with internal teams to ensure all business processes comply with regulatory standards.
- Serve as the primary point of contact with regulators and auditors for compliance-related inquiries.
- **Others**
- Support Monitoring Department Risk Registers (when required).
- Others tasks assigned by direct Manager or CRO.
Yêu cầu công việc
- Bachelor’s degree in Law, Finance, Business Administration, or a related field.
- Professional certifications related to AML, LOMA or equivalent are highly desirable.
- Minimum of 5 years of experience in AML, regulatory compliance, or risk management.
- Strong knowledge of AML frameworks, regulatory requirements, and risk management principles.
- Experience in the insurance or financial services industry is a plus.
- English Proficiency
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